Toni-ann L Dorsey
Investment adviser representative at LPL Financial LLC
10 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- LPL Financial LLCMay 2026 to now
- Penfed CuMay 2026 to now
- Navy Federal Financial Group, LLCOct 2023 to Apr 2026
- Navy Federal Investment Services, LLCOct 2023 to Apr 2026
- Bank of America, N.A.Sep 2022 to Oct 2023
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 2022 to Oct 2023
- John L. Scott Real Estate - Lacey Talent GroupDec 2021 to Sep 2022
- Key Investment ServicesDec 2020 to Jan 2022
- KeybankOct 2020 to Jan 2022
- Enterprise HoldingsJul 2020 to Oct 2020
- First Command Advisory Services, Inc.Apr 2017 to Jul 2020
- First Command Insurance Services, Inc.Apr 2017 to Jul 2020
- First Command Financial Planning, Inc.Oct 2016 to Jul 2020
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6714691
- Firm CRD
- 6413