Mark Anthony Garza
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
10 yearsExperience
1 stateRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Bank of America, N.A.Jul 2023 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedDec 2021 to now
- J.P. Morgan Securities LLCAug 2021 to Dec 2021
- JPMorgan Chase Bank, N.A.Aug 2021 to Dec 2021
- UnemployedJul 2021 to Jul 2021
- Bbva Securities IncMay 2019 to Jun 2021
- Bbva Wealth Solutions Inc.May 2019 to Jun 2021
- Bbva BankMar 2019 to Jun 2021
- UnemployedFeb 2019 to Feb 2019
- Bank of AmericaOct 2017 to Jan 2019
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 2017 to Jan 2019
- New York LifeApr 2017 to Sep 2017
- Nylife Securities, LLCMar 2017 to Sep 2017
- UnemployedFeb 2017 to Feb 2017
- Edward JonesDec 2016 to Jan 2017
- UpsNov 2016 to Jan 2017
Exams passed
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 1 state (TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6714289
- Firm CRD
- 7691