Sara Elizabeth Buffington
Investment adviser representative at Morningstar Investment Management LLC
10 yearsExperience
27 statesRegistered in
$87.8BFirm assets
26 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- Morningstar Investment Management LLCJan 2025 to now
- Morningstar Investment ServicesSep 2019 to now
- Principal Life Insurance CompanyOct 2016 to Aug 2019
- Principal Securities IncOct 2016 to Aug 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2016
- Series 65 · Uniform Investment Adviser Law2018
State registrations
Registered as an investment adviser representative in 27 states (AR, CA, CO, CT, FL, GA, IL, KS, MA, MD, MI, MN, MO, NC, NH, NJ, NV, NY, OH, OK, PA, SC, TX, UT, VA, WA, WI).
Morningstar Investment Management LLC
$87.8BAssets managed
515,981Clients
25Advisers
26 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6713488
- Firm CRD
- 108031