Steven Keith Shaw
Investment adviser representative at Foundations Investment Advisors LLC
12 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$10.1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
12 years in the industry.
- Foundations Investment Advisors LLCFeb 2026 to now
- S&s Financial Advisors, LLCFeb 2024 to now
- S & S Insurance Group, Inc.May 2016 to now
- Ae Wealth Management LLCSep 2016 to Jan 2026
- Strategic Estate Planning ServicesApr 2014 to Feb 2024
Designations
- CFP® certification
Exams passed
- Series 65 · Uniform Investment Adviser Law2016
State registrations
Registered as an investment adviser representative in 1 state (TX).
Foundations Investment Advisors LLC
$10.1BAssets managed
29,663Clients
293Advisers
11 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6712776
- Firm CRD
- 175083