Douglas Nathaniel Moore
Investment adviser representative at Wells Fargo Advisors
10 yearsExperience
1 stateRegistered in
$671.4BFirm assets
36 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- Wells Fargo Bank, NAMar 2025 to now
- Wells Fargo Clearing Services, LLCMar 2025 to now
- UnemployedApr 2024 to Mar 2025
- Bloomberg L.P.Aug 2023 to Apr 2024
- Credit Suisse Securities (USA) LLCJul 2021 to Jul 2023
- Blue Owl Securities LLCMay 2021 to Jul 2021
- Owl Rock Capital SecuritiesApr 2019 to May 2021
- TD AmeritradeJun 2017 to Apr 2019
- Northwestern Mutual Investment Services LLCSep 2016 to May 2017
Exams passed
- Series 66 · Uniform Combined State Law2017
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 1 state (CT).
Wells Fargo Advisors
Legal name: Wells Fargo Clearing Services, LLC
$671.4BAssets managed
1,324,168Clients
14,661Advisers
36 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6712374
- Firm CRD
- 19616