Rafael Alberto Cortez bernal
Investment adviser representative at HSBC Securities (USA) Inc.
10 yearsExperience
6 statesRegistered in
$3.8BFirm assets
21 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
10 years in the industry.
- HSBC Bank (USA) Inc.Dec 2020 to now
- HSBC Securities (USA) Inc.Oct 2017 to now
- HSBC Bank USA Natiomal AssociationSep 2017 to Dec 2020
- Brady FinancialJun 2017 to Sep 2017
- Investacorp, Inc.Jun 2017 to Sep 2017
- AXA Advisors, LLCOct 2016 to Jun 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2017
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 6 states (AL, FL, MA, NY, PA, TX).
HSBC Securities (USA) Inc.
$3.8BAssets managed
12,108Clients
373Advisers
21 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6712291
- Firm CRD
- 19585