Mark D Kaplan
Investment adviser representative at World Equity Group, Inc.
10 yearsExperience
1 stateRegistered in
$1BFirm assets
27 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- World Equity Group, Inc.Feb 2025 to now
- Wright Insurance PlanningFeb 2025 to now
- Guardian Life InsuranceApr 2024 to Jan 2025
- Park Avenue SecuritiesApr 2024 to Jan 2025
- Forsythe Findley Wealth AdvisorsFeb 2024 to Apr 2024
- Compass Retirement GroupJan 2021 to Jan 2024
- Compass Retirement SolutionsJan 2021 to Jan 2024
- Nylife Securities LLCJul 2017 to Dec 2020
- New York LifeOct 2016 to Jan 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law2019
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 1 state (MO).
World Equity Group, Inc.
$1BAssets managed
3,151Clients
52Advisers
27 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6710147
- Firm CRD
- 29087