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Dennis David Brown

Investment adviser representative at J.P. Morgan Securities LLC
10 yearsExperience
5 statesRegistered in
$429.7BFirm assets
61 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting

Experience

10 years in the industry.

  1. J.P. Morgan Securities LLCSep 2020 to now
  2. JPMorgan Securities LLCAug 2020 to now
  3. JPMorgan Chase Bank, N.A.Jul 2019 to now
  4. J.P. Morgan Securities LLCJul 2019 to Aug 2020
  5. UnemployedJun 2019 to Jul 2019
  6. E*trade Securities LLCSep 2016 to May 2019

Exams passed

  • Series 63 · Uniform Securities Agent State Law2016
  • Series 66 · Uniform Combined State Law2020

State registrations

Registered as an investment adviser representative in 5 states (GA, LA, NC, OH, TX).

J.P. Morgan Securities LLC

$429.7BAssets managed
1,246,646Clients
14,320Advisers
61 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6709038
Firm CRD
79
Advisor's SEC record (opens in a new tab)
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