Jeremy A Middleton
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
10 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Bank of America N.A.Jun 2023 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 2023 to now
- LPL FinancialMay 2022 to Jan 2023
- Mass Mutual/capstone Financial PartnersOct 2021 to May 2022
- The Prudential Insurance Company of AmericaOct 2019 to Oct 2021
- Pruco Securities LLCSep 2019 to Oct 2021
- Ameriprise Financial Services, Inc.Jul 2017 to Sep 2019
- LPL FinancialJan 2017 to Jun 2017
- Ameriprise FinancialSep 2016 to Dec 2016
Exams passed
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6708255
- Firm CRD
- 7691