Conor J Boffeli
Investment adviser representative at Principal Securities, Inc.
10 yearsExperience
2 statesRegistered in
ChFC®, CFP® certificationDesignations
$17BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Aligned Wealth AdvisorsOct 2024 to now
- Principal Securities, Inc.Oct 2024 to now
- Commonwealth Financial NetworkAug 2022 to Oct 2024
- Bral Niedert Wealth AdvisorsSep 2019 to Oct 2024
- Principal Life Insurance CompanySep 2019 to Aug 2022
- Principal Securities IncSep 2019 to Aug 2022
- Northwestern Mutual Wealth Management CompanyApr 2017 to Sep 2019
- Edward McgillOct 2016 to Sep 2019
- Northwestern Mutual Investment Services LLCOct 2016 to Sep 2019
- Mcgill Junge Wealth ManagementSep 2016 to Sep 2019
Designations
- ChFC®
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2017
State registrations
Registered as an investment adviser representative in 2 states (IA, TX).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6707260
- Firm CRD
- 1137