Christian Alexis Romero
Investment adviser representative at UBS Financial Services Inc.
6 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
6 years in the industry.
- UBS Financial Services Inc.Jul 2021 to now
- Independent ContractorMay 2021 to now
- BlackboardApr 2021 to May 2021
- Independent ContractorJan 2021 to Mar 2021
- Wells Fargo Clearing Services, LLCOct 2017 to Dec 2020
- Raymond JamesJan 2017 to Sep 2017
- Robert Half InternationalSep 2016 to Jan 2017
- StarbucksOct 2015 to Jun 2017
Exams passed
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 1 state (TX).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6706509
- Firm CRD
- 8174