Regina Moreira
Investment adviser representative at TD Private Client Wealth LLC
10 yearsExperience
6 statesRegistered in
$8.6BFirm assets
13 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- TD Private Client Wealth LLCMay 2023 to now
- TD Bank N.A.May 2023 to now
- UnemployedDec 2022 to Apr 2023
- Bank of America, N.A.Sep 2019 to Dec 2022
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2019 to Dec 2022
- Prudential Insurance Company of AmericaNov 2016 to Jul 2019
- Pruco Securities, LLCAug 2016 to Jul 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2016
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 6 states (CT, FL, MA, NC, NH, OR).
TD Private Client Wealth LLC
$8.6BAssets managed
25,685Clients
530Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6698866
- Firm CRD
- 164484