Sean T Prendergast
Investment adviser representative at Mps-loria Financial Planners,LLC
10 yearsExperience
1 stateRegistered in
$826.6MFirm assets
20 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourly
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- Mps Loria Financial Planners, LLCSep 2026 to now
- Hightower Securities, LLCJul 2025 to Aug 2026
- Hightower Advisors, LLCJun 2025 to Aug 2026
- Morgan StanleyOct 2022 to Jun 2025
- Morgan Stanley Smith Barney LLCSep 2022 to Jun 2025
- Charles Schwab & Co., Inc.Dec 2020 to Jun 2022
- American Enterprise Investment Services Inc.Sep 2018 to Nov 2020
- Riversource Distributors IncAug 2016 to Sep 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2016
- Series 65 · Uniform Investment Adviser Law2018
State registrations
Registered as an investment adviser representative in 1 state (IL).
Mps-loria Financial Planners,LLC
$826.6MAssets managed
679Clients
6Advisers
20 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6697062
- Firm CRD
- 122866