Brian E Hertzberg
Investment adviser representative at Commonwealth Financial Network
16 yearsExperience
1 stateRegistered in
$212.7BFirm assets
34 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
16 years in the industry.
- Commonwealth Financial NetworkMay 2020 to now
- Ames Financial ServicesMay 2020 to now
- Pruco Securities, LLCMar 2018 to May 2020
- The Prudential Insurance Company of AmericaMar 2018 to May 2020
- UnemployedJan 2018 to Mar 2018
- Purshe Kaplan Sterling InvestmentsAug 2017 to Jan 2018
- Mickool, Inc.May 2017 to Jan 2018
- Murphy Business and ValuationsFeb 2017 to May 2017
- Ames Financial ServicesJan 2010 to Mar 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2017
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 1 state (MA).
Commonwealth Financial Network
Legal name: Commonwealth Equity Services, LLC
$212.7BAssets managed
360,488Clients
2,700Advisers
34 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6693220
- Firm CRD
- 8032