Jake C Richard
Investment adviser representative at Osaic Wealth, Inc.
10 yearsExperience
2 statesRegistered in
$234.9BFirm assets
29 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Osaic Wealth, Inc.Jan 2024 to now
- Woodbury Financial Services IncApr 2021 to Jan 2024
- Royal Alliance Associates IncOct 2020 to Apr 2021
- Woodbury Financial Services IncJan 2020 to Oct 2020
- Capital One BankNov 2018 to Jan 2020
- Wealth AdvisorsOct 2018 to Nov 2018
- Jake Richard Property Management LLCApr 2018 to Oct 2020
- Bbva Compass Insurance Agency, Inc.Apr 2018 to Nov 2018
- Bbva Securities Inc.Apr 2018 to Nov 2018
- Bbva Wealth Solutions, Inc.Apr 2018 to Nov 2018
- Compass BankApr 2018 to Nov 2018
- Capital One AdvisorsFeb 2017 to Jul 2017
- Capital One InvestingAug 2016 to Apr 2018
Exams passed
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 2 states (LA, TX).
Osaic Wealth, Inc.
$234.9BAssets managed
575,512Clients
7,792Advisers
29 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6693062
- Firm CRD
- 23131