Ashley L. Winn
Investment adviser representative at Smith Brothers Financial, LLC
15 yearsExperience
1 stateRegistered in
$1.1BFirm assets
4 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
15 years in the industry.
- Smith Brothers Financial, LLCMay 2023 to now
- LPL Financial LLCApr 2023 to now
- Cetera Advisors LLCJun 2022 to Apr 2023
- Ccr Wealth ManagementMay 2022 to Apr 2023
- M Holdings Securities, Inc.Feb 2021 to May 2022
- LPL Financial, LLCAug 2016 to Feb 2021
- Eastern Connecticut State UniversityAug 2011 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2019
- Series 65 · Uniform Investment Adviser Law2022
State registrations
Registered as an investment adviser representative in 1 state (CT).
Smith Brothers Financial, LLC
$1.1BAssets managed
494Clients
8Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6692167
- Firm CRD
- 322951