James M Casanova
How is this counted?
Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Services the firm offers
These describe the firm as a whole, not only this advisor.
Experience
17 years since the first job or state securities exam on the SEC record. Counts all jobs listed.
- Retirement Solutions Group, IncFeb 2026 to now
- Sole ProprietorFeb 2026 to now
- Northwestern Mutual Life Insurance CompanyAug 2025 to Jan 2026
- Integrum WealthSep 2024 to Jul 2025
- Northwestern Mutual Investment Services LLCDec 2019 to Jan 2026
- Capital Stewardship PartnersOct 2019 to Sep 2024
- Vanguard Advisers, Inc.Oct 2019 to Oct 2019
- Vanguard Marketing CorporationAug 2017 to Oct 2019
- Morgan StanleyAug 2016 to Apr 2017
- Full Time StudentAug 2009 to May 2017
Designations
- CFA
Exams passed
- Series 63 · Uniform Securities Agent State Law2017
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 1 state (TN).
Retirement Solutions Group
Legal name: Retirement Solutions Group, Inc.
Official records
Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- 6683886
- 289069