Colby Lee Carpenter
Investment adviser representative at Mma Securities LLC
12 yearsExperience
1 stateRegistered in
$0Firm assets
11 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Marsh Mclennan AgencyNov 2024 to now
- Mma Securities LLCNov 2024 to now
- Creative Planning, LLCDec 2021 to Nov 2024
- Lockton Companies, LLCNov 2021 to Dec 2021
- Lockton Investment Advisor, LLCNov 2021 to Dec 2021
- Edward JonesDec 2018 to Nov 2021
- State Street Trust & BankJun 2017 to Nov 2018
- Better Homes & Gardens Real EstateOct 2014 to May 2017
Exams passed
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 1 state (TX).
Mma Securities LLC
$0Assets managed
10,839Clients
153Advisers
11 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6682146
- Firm CRD
- 44254