Anthony Michael Richardson
Investment adviser representative at LPL Financial LLC
13 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- LPL Financial LLCAug 2025 to now
- Grove Point Investments, LLCAug 2024 to Aug 2025
- Cuso Financial Services, LPDec 2022 to Aug 2025
- Charles Schwab & Co.Oct 2022 to Dec 2022
- TD Ameritrade InstitutionalMay 2018 to Dec 2022
- Park Place TechnologiesNov 2017 to May 2018
- Kupiec Investment GroupJun 2016 to Sep 2017
- LPL Financial, LLCMay 2016 to Sep 2017
- Boston CollegeAug 2013 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2016
- Series 65 · Uniform Investment Adviser Law2017
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 1 state (CA).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6680685
- Firm CRD
- 6413