James Peter Maimone
Investment adviser representative at Summit Financial, LLC
2 yearsExperience
1 stateRegistered in
$26.3BFirm assets
7 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
2 years in the industry.
- Summit Financial, LLCNov 2018 to now
- Purshe Kaplan Sterling InvestmentsSep 2018 to now
- Summit Financial Resources, Inc.Jul 2018 to Sep 2018
- Summit Equities, Inc.Jun 2017 to Dec 2018
- Summit Risk Management, Inc.Jun 2016 to Mar 2017
Exams passed
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 1 state (NJ).
Summit Financial, LLC
$26.3BAssets managed
18,393Clients
226Advisers
7 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6679342
- Firm CRD
- 299322