Skip to content

Nicklaus L Pringle

Investment adviser representative at Osaic Wealth, Inc.
12 yearsExperience
1 stateRegistered in
$234.9BFirm assets
29 yearsFirm in business

Are you Nicklaus L Pringle? Claim your profile

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

12 years in the industry.

  1. Osaic Wealth, Inc.Jan 2025 to now
  2. OsaicJan 2025 to now
  3. Ibew Local 2150Apr 2024 to Jan 2025
  4. UnemployedDec 2023 to Apr 2024
  5. Thrivent FinancialJun 2023 to Dec 2023
  6. Thrivent Investment Managment Inc.May 2023 to Dec 2023
  7. UnemployedMar 2023 to Apr 2023
  8. SazeracJul 2022 to Mar 2023
  9. Royal AllianceMay 2022 to Jul 2022
  10. Minnesota Life Insurance Co.Jul 2016 to May 2022
  11. Securian Financial Advisors of the Great LakesJul 2016 to May 2022
  12. Securian Financial Services, Inc.Jul 2016 to May 2022
  13. DbiNov 2014 to Feb 2018

Exams passed

  • Series 66 · Uniform Combined State Law2017

State registrations

Registered as an investment adviser representative in 1 state (MI).

Osaic Wealth, Inc.

$234.9BAssets managed
575,512Clients
7,792Advisers
29 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6678300
Firm CRD
23131
Advisor's SEC record (opens in a new tab)
CallContact this firm