Dillon Lee Dougherty
Investment adviser representative at Dougherty & Associates Financial Advisors, Inc.
12 yearsExperience
2 statesRegistered in
$382.9MFirm assets
11 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
12 years in the industry.
- Independent Financial GroupJul 2017 to now
- Dougherty & Associates Financial Advisors, Inc.Mar 2015 to now
- ScsuMar 2014 to May 2017
Exams passed
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 2 states (MN, TX).
Dougherty & Associates Financial Advisors, Inc.
$382.9MAssets managed
1,069Clients
5Advisers
11 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6676496
- Firm CRD
- 165145