Claude Clay
Investment adviser representative at MML Investors Services, LLC
10 yearsExperience
1 stateRegistered in
$115.6BFirm assets
33 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- MML Investors Services, LLCApr 2025 to now
- Fifth Avenue FinancialApr 2025 to now
- Massmutual Life Insurance CoApr 2025 to now
- UnemployedSep 2024 to Apr 2025
- Fidelity InvestmentsMar 2021 to Aug 2024
- Barnum Financial GroupOct 2020 to Mar 2021
- MML Investors ServicesOct 2020 to Mar 2021
- Allied Wealth PartnersAug 2017 to Oct 2020
- Securian Financial Serivces IncAug 2017 to Oct 2020
- Securian Financial Services IncAug 2017 to Sep 2017
- Buy Rite LiquorsMar 2017 to Sep 2017
- Pruco Securities, LLCDec 2016 to Feb 2017
- Edward JonesJul 2016 to Nov 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2017
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 1 state (NY).
MML Investors Services, LLC
$115.6BAssets managed
454,836Clients
5,087Advisers
33 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6674914
- Firm CRD
- 10409