Vivian (nmn) Tu
Investment adviser representative at Ask Dolly
10 yearsExperience
1 stateRegistered in
$0Firm assets
Under 1 yearFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
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Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Seminars and workshops
Experience
10 years in the industry.
- Ask Dolly, LLCDec 2024 to now
- Your Rich Bff MediaMar 2022 to now
- BuzzfeedJul 2018 to Mar 2022
- JPMorgan Securities LLCJun 2016 to Jul 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2016
State registrations
Registered as an investment adviser representative in 1 state (TX).
Ask Dolly
Legal name: Ask Dolly, LLC
$0Assets managed
877Clients
1Advisers
Under 1 yearIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6672668
- Firm CRD
- 337843