Joseph Nielsen
Investment adviser representative at Alight Financial Advisors, LLC
10 yearsExperience
2 statesRegistered in
$35.1BFirm assets
15 yearsFirm in business
Are you Joseph Nielsen? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- Alight Financial Advisors, LLCMar 2024 to now
- Alight Financial SolutionsMar 2024 to now
- UnemployedJul 2023 to Mar 2024
- Bankers Life Advisory Services, IncFeb 2023 to Jun 2023
- Bankers Life Securities, IncJan 2023 to Jun 2023
- Charles Schwab & Co., Inc.Jun 2022 to Feb 2023
- UnemployedMar 2022 to Jun 2022
- Advised Assets Group, LLCJan 2022 to Mar 2022
- Gwfs Equities, IncJan 2022 to Mar 2022
- UnemployedSep 2021 to Jan 2022
- AerotekMar 2021 to Sep 2021
- Wells Fargo Clearing ServicesMar 2021 to Sep 2021
- UnemployedNov 2019 to Mar 2021
- Fidelity InvestmentsOct 2016 to Nov 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2016
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 2 states (NC, UT).
Alight Financial Advisors, LLC
$35.1BAssets managed
195,957Clients
65Advisers
15 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6672615
- Firm CRD
- 158744