Connor James Gallivan
Investment adviser representative at Marathon Financial Group
10 yearsExperience
2 statesRegistered in
$307.8MFirm assets
1 yearFirm in business
Are you Connor James Gallivan? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
10 years in the industry.
- Marathon Financial GroupSep 2025 to now
- Newedge AdvisorsJun 2023 to Sep 2025
- Newedge Securities IncJun 2023 to Sep 2025
- Guardian Life Insurance CompanyJan 2021 to Jun 2023
- Park Avenue SecuritiesJan 2021 to Jun 2023
- The Bulfinch GroupOct 2020 to Jan 2021
- Putnam Retail ManagementJun 2016 to Oct 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2016
- Series 65 · Uniform Investment Adviser Law2020
State registrations
Registered as an investment adviser representative in 2 states (MA, RI).
Marathon Financial Group
Legal name: Marathon Wealth Advisors, LLC
$307.8MAssets managed
118Clients
4Advisers
1 yearIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6671714
- Firm CRD
- 338006