Roger Rosario Cortes
Investment adviser representative at Transamerica Financial Advisors, LLC
10 yearsExperience
2 statesRegistered in
$2.1BFirm assets
35 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
10 years in the industry.
- Ciena CorporationOct 2019 to now
- Transamerica Financial Advisors, LLCAug 2016 to now
- Heartland Institute of Financial EducationJul 2015 to now
- WfgiaMay 2014 to now
- World System Builders (wsb)May 2014 to now
- Legacyshield Solutions, Inc.May 2021 to Apr 2022
- Delta Products CorporationFeb 2017 to Oct 2019
- Cisco SystemsApr 2012 to Feb 2017
Exams passed
- Series 65 · Uniform Investment Adviser Law2016
- Series 63 · Uniform Securities Agent State Law2026
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Transamerica Financial Advisors, LLC
$2.1BAssets managed
42,735Clients
1,121Advisers
35 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6671236
- Firm CRD
- 16164