Heather May Brockie
Investment adviser representative at Robert W. Baird & Co. Incorporated
8 yearsExperience
1 stateRegistered in
$394.1BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
8 years in the industry.
- Robert W. Baird & Co. IncorporatedNov 2021 to now
- Pruco Securities LLCAug 2021 to Nov 2021
- The Prudential Insurance Company of AmericaAug 2021 to Nov 2021
- UnemployedApr 2021 to Aug 2021
- LPL Financial LLCDec 2018 to Apr 2021
- Cetera Advisor Neworks LLCJan 2017 to Dec 2018
- Notre Dame Federal Credit UnionMay 2013 to Apr 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law2019
- Series 65 · Uniform Investment Adviser Law2020
State registrations
Registered as an investment adviser representative in 1 state (IN).
Robert W. Baird & Co. Incorporated
$394.1BAssets managed
241,359Clients
2,633Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6667030
- Firm CRD
- 8158