Alan Elmer Toman
Investment adviser representative at Regal Investment Advisors LLC
19 yearsExperience
1 stateRegistered in
$2.9BFirm assets
15 yearsFirm in business
Are you Alan Elmer Toman? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
19 years in the industry.
- Regal Investment Advisors, LLCOct 2018 to now
- Regulus, LLCApr 2018 to now
- American Senior BenefitsMar 2017 to now
- Lincoln Financial Securities CorporationMar 2017 to Apr 2018
- Bankers Life Securities IncJun 2016 to Feb 2017
- Bankers Life and CasualtyJan 2012 to Feb 2017
- Direct AccessJan 2007 to Mar 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2016
- Series 65 · Uniform Investment Adviser Law2018
State registrations
Registered as an investment adviser representative in 1 state (CA).
Regal Investment Advisors LLC
$2.9BAssets managed
8,302Clients
118Advisers
15 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6666558
- Firm CRD
- 125004