Joseph M Norton
Investment adviser representative at Capital and Planning, LLC
13 yearsExperience
1 stateRegistered in
$193.9MFirm assets
4 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
13 years in the industry.
- Capital and Planning, LLCApr 2026 to now
- LPL Financial, LLCApr 2026 to now
- Wisdom Planning CenterMar 2024 to Apr 2026
- Principal Life InsuranceNov 2023 to Apr 2026
- Princpal SecuritiesNov 2023 to Apr 2026
- Woodbury Financial Services IncNov 2020 to Dec 2023
- Bankers Life Securities IncJun 2016 to Nov 2020
- Bankers Life & Casualty Co.Dec 2013 to Nov 2020
Exams passed
- Series 66 · Uniform Combined State Law2016
State registrations
Registered as an investment adviser representative in 1 state (GA).
Capital and Planning, LLC
$193.9MAssets managed
517Clients
3Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6666537
- Firm CRD
- 321104