Berenice Diaz
Investment adviser representative at LPL Financial LLC
20 yearsExperience
2 statesRegistered in
ChFC®Designation
$819.1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
20 years in the industry.
- LPL Financial LLCApr 2025 to now
- One Tree Wealth ManagementOct 2022 to now
- Goldenshield Financial LLCAug 2022 to now
- Cetera Investment Advisers LLCMar 2024 to Apr 2025
- Cetera Advisors LLCAug 2022 to Apr 2025
- Bankers Life Securities IncJun 2016 to Aug 2022
- Bankers Life and CasualtyFeb 2006 to Aug 2022
Designations
- ChFC®
Exams passed
- Series 66 · Uniform Combined State Law2016
State registrations
Registered as an investment adviser representative in 2 states (NV, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6666491
- Firm CRD
- 6413