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Timothy Arthur Dempsey

Investment adviser representative at Mai Capital Management, LLC
12 yearsExperience
1 stateRegistered in
CFA, CFP® certificationDesignations
$52.1BFirm assets

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feePerformance-basedOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting

Experience

12 years in the industry.

  1. Mai Capital Management. LLCJun 2021 to now
  2. Mgo Inc.Jun 2016 to May 2021
  3. John Carroll UniversityAug 2014 to May 2018

Designations

  • CFA
  • CFP® certification

Exams passed

  • Series 66 · Uniform Combined State Law2019

State registrations

Registered as an investment adviser representative in 1 state (OH).

Mai Capital Management, LLC

$52.1BAssets managed
16,261Clients
306Advisers
26 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6662465
Firm CRD
109807
Advisor's SEC record (opens in a new tab)
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