Cody Taylor
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
10 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Bank of America, N.AMar 2024 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedFeb 2024 to now
- Morgan Stanley Smith Barney LLCAug 2022 to Feb 2024
- Robinhood Financial, LLCNov 2020 to May 2022
- Morgan Stanley Smith Barney LLCJun 2020 to Nov 2020
- VincentbenjaminFeb 2020 to Jun 2020
- Netzel FinancialOct 2019 to Dec 2019
- Val Vista Capital Management, LLCOct 2019 to Dec 2019
- Self-employedOct 2016 to Feb 2024
- The Vanguard Group, Inc.Oct 2016 to Oct 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2016
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6662023
- Firm CRD
- 7691