John Broderick
Investment adviser representative at Rockefeller Capital Management
11 yearsExperience
2 statesRegistered in
CFADesignation
$36.8BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
11 years in the industry.
- Rockefeller Capital ManagementFeb 2025 to now
- Rockefeller Financial LLCFeb 2025 to now
- Stifel, Nicolaus & Company, IncorporatedAug 2021 to Feb 2025
- Credit Suisse Securities (USA) LLCJul 2019 to Jul 2021
- Fjord VenturesJun 2017 to Aug 2017
- Washington and Lee UniversitySep 2015 to Jun 2019
Designations
- CFA
Exams passed
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 2 states (NY, TX).
Rockefeller Capital Management
Legal name: Rockefeller & Co. LLC
$36.8BAssets managed
6,490Clients
346Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6661388
- Firm CRD
- 294197