Sarah Mudd
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
13 yearsExperience
1 stateRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Bank of America, N.A.Nov 2024 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 2024 to now
- Equitable Advisors, LLCNov 2023 to Sep 2024
- UnemployedJun 2022 to Oct 2023
- Miami DolphinsJan 2020 to Dec 2020
- Georgetown UniversitySep 2019 to May 2022
- UnemployedJun 2019 to Jan 2020
- Phaidon InternationalApr 2018 to Jun 2019
- UnemployedDec 2017 to Apr 2018
- UclaSep 2013 to Dec 2017
- University of California Los AngelesSep 2013 to Dec 2017
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (CA).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6659991
- Firm CRD
- 7691