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Thomas William Alpin

Investment adviser representative at LPL Financial LLC
8 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Seminars and workshops

Experience

8 years in the industry.

  1. LPL Financial LLCDec 2024 to now
  2. Genisys Credit UnionMar 2020 to now
  3. Cetera Investment AdvisersJan 2024 to Dec 2024
  4. Cetera Advisor NetworksMar 2020 to Dec 2024
  5. Verizon WirelessSep 2019 to Jan 2020
  6. Environmental Pest ControlJun 2019 to Jul 2021
  7. UnemployedMar 2019 to May 2019
  8. JPMorgan Chase BankMay 2016 to Feb 2019
  9. JPMorgan Securities LLCMay 2016 to Feb 2019

Exams passed

  • Series 63 · Uniform Securities Agent State Law2016
  • Series 65 · Uniform Investment Adviser Law2024

State registrations

Registered as an investment adviser representative in 1 state (MI).

LPL Financial LLC

$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6659787
Firm CRD
6413
Advisor's SEC record (opens in a new tab)
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