Thomas Occhipinti
Investment adviser representative at Morgan Stanley
10 yearsExperience
2 statesRegistered in
$2TFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Morgan Stanley Private Bank, N.AJan 2026 to now
- Morgan StanleyDec 2025 to now
- UnemployedOct 2025 to Nov 2025
- PonteraJan 2025 to Oct 2025
- UnemployedJul 2024 to Dec 2024
- Pump.coJun 2024 to Jun 2024
- Wright ElectricJun 2023 to Aug 2023
- Harvard Business SchoolAug 2022 to May 2024
- UnemployedJul 2022 to Aug 2022
- Native American Agriculture FundJun 2019 to Jun 2022
- Morgan StanleyJul 2018 to May 2019
- Oklahoma State UniversityAug 2017 to Jul 2018
- Williams Co.May 2017 to Aug 2017
- Oklahoma State UniversityJan 2017 to May 2017
- Minooka SubaruDec 2016 to Jan 2017
- Oklahoma State UniversityAug 2016 to Dec 2016
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 2 states (PA, TX).
Morgan Stanley
Legal name: Morgan Stanley Smith Barney LLC
$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6658101
- Firm CRD
- 149777