Brian Thomas Wagner
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
13 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Bank of America, N.AJan 2020 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedDec 2019 to now
- Morgan Stanley Private Bank, N.A.Sep 2018 to Dec 2019
- Morgan Stanley Smith Barney LLCJun 2018 to Dec 2019
- Wells Fargo AdvisorsMar 2018 to May 2018
- Financial Advantage AssociatesJun 2017 to Aug 2017
- Rj Bentley'sFeb 2015 to Jun 2018
- University of Maryland - College ParkSep 2013 to May 2018
Exams passed
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 2 states (DC, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6657341
- Firm CRD
- 7691