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Thomas Eugene Fraim

Investment adviser representative at Warwick Partners
14 yearsExperience
1 stateRegistered in
$2.5BFirm assets
47 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting

Experience

14 years in the industry.

  1. Warwick PartnersApr 2025 to now
  2. Ameritas Investment Company, LLCSep 2022 to Apr 2025
  3. Ameritas Life Insurance CompanySep 2022 to Apr 2025
  4. Southeast Financial Services, Inc.Mar 2022 to Apr 2025
  5. Wells FargoJan 2020 to Mar 2022
  6. Bogart Wealth, LLCJan 2017 to Oct 2019
  7. Student - Virginia TechAug 2012 to Dec 2016

Exams passed

  • Series 63 · Uniform Securities Agent State Law2022
  • Series 65 · Uniform Investment Adviser Law2025

State registrations

Registered as an investment adviser representative in 1 state (TX).

Warwick Partners

Legal name: Warwick Investment Management, Inc.

$2.5BAssets managed
253Clients
5Advisers
47 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6655662
Firm CRD
105951
Advisor's SEC record (opens in a new tab)
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