James Lucas Rosenbloom
Investment adviser representative at Cetera Investment Advisers LLC
13 yearsExperience
2 statesRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Rosenbloom Properties LLCAug 2024 to now
- Cetera Investment Advisers LLCAug 2023 to now
- Cetera Wealth Services, LLCAug 2023 to now
- ST. Philip Neri Catholic ChurchJul 2023 to now
- Compass Capital ManagementJul 2019 to now
- James Rosenbloom Freelance MusicianMay 2013 to now
- Minnesota Life Insurance CompanyJul 2019 to Aug 2023
- Securian Financial Services IncJul 2019 to Aug 2023
- TIAAJul 2018 to Mar 2019
- TIAA-CREF Individual & Institutional Services, LLCJul 2018 to Mar 2019
- Northwestern Mutual Wealth Management CompanyNov 2017 to Jul 2018
- Northwestern Mutual Life Insurance CompanyJun 2016 to Jul 2018
- Northwestern Mutual Investment Services LLCMay 2016 to Jul 2018
- UberFeb 2016 to Dec 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2017
- Series 65 · Uniform Investment Adviser Law2018
State registrations
Registered as an investment adviser representative in 2 states (LA, TX).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6654637
- Firm CRD
- 105644