Nicholas Robert Winters
Investment adviser representative at Winters Financial Group, Inc.
12 yearsExperience
3 statesRegistered in
CFP® certificationDesignation
$252.3MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
12 years in the industry.
- The Leaders Group, Inc.Aug 2021 to now
- Winters Financial Group, Inc.Jul 2021 to now
- The Vanguard Group, Inc.Aug 2018 to Jul 2021
- Foresters FinancialJun 2017 to Aug 2017
- University of ArizonaAug 2014 to Jun 2018
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2018
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 3 states (AZ, CA, TX).
Winters Financial Group, Inc.
$252.3MAssets managed
273Clients
2Advisers
5 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6653236
- Firm CRD
- 309549