Kenneth Francis Galanis
Investment adviser representative at LPL Financial LLC
11 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
11 years in the industry.
- LPL Financial LLCMar 2024 to now
- Triad AdvisorsFeb 2022 to Feb 2024
- WmbcJan 2022 to Feb 2024
- Fsc Securities CorporationMay 2021 to Dec 2021
- Royal AllianceMay 2019 to May 2021
- Cetera Financial GroupJan 2019 to Mar 2019
- Steel Peak Wealth ManagementJul 2018 to Feb 2019
- Farmfly IncJun 2018 to Sep 2018
- Signature Estate & Investment AdvisorsMar 2018 to Apr 2018
- AXA Advisors, LLCApr 2017 to Jan 2018
- In One Instant/umergencyJan 2017 to Apr 2017
- Palisades Recreation CenterSep 2016 to Jul 2017
- Waddell & Reed IncJun 2016 to Nov 2016
- Uber TechnologiesMar 2015 to Dec 2016
Exams passed
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 1 state (CA).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6648553
- Firm CRD
- 6413