Lydia L Ruppenthal
Investment adviser representative at LPL Financial LLC
13 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
Are you Lydia L Ruppenthal? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- LPL Financial LLCJan 2025 to now
- Raymond James & Associates, IncSep 2022 to Dec 2024
- NetnaSep 2020 to Sep 2022
- Signal Securities, Inc.Aug 2020 to Sep 2022
- Pure Radiance MedspaJan 2019 to Jul 2020
- Ncjva & NciuaSep 2018 to Nov 2019
- Integrated CommunicationsJun 2018 to Aug 2018
- Aj WealthJun 2017 to Apr 2018
- Southern Select Vb ClubDec 2014 to May 2017
- Southeastern UniversityAug 2013 to May 2017
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 2 states (MD, MI).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6647786
- Firm CRD
- 6413