James Thomas Carr
Investment adviser representative at Cetera Investment Advisers LLC
10 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Cetera Investment Advisers LLCAug 2021 to now
- Cetera Investment Services LLCAug 2021 to now
- Regions BankAug 2021 to now
- MML Investors Services, LLCOct 2019 to Jun 2021
- Mass Mutual Life Insurance CoSep 2019 to Jun 2021
- E*trade Capital Management LLCJun 2018 to Aug 2019
- E*trade Securities LLCJun 2018 to Aug 2019
- Edward JonesMay 2016 to Jun 2018
Exams passed
- Series 66 · Uniform Combined State Law2016
State registrations
Registered as an investment adviser representative in 1 state (AL).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6647079
- Firm CRD
- 105644