Calvin G Aubrey
Investment adviser representative at Broadoak Asset Management, LLC
10 yearsExperience
1 stateRegistered in
$519MFirm assets
5 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsPerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
10 years in the industry.
- Broadoak Asset Management, LLCJun 2025 to now
- Neuroene TherapeuticsOct 2024 to May 2025
- Georgetown University - Biomedical Graduate EducationAug 2024 to May 2025
- Cold Spring Harbor LaboratoryJun 2024 to Aug 2024
- HelainaJun 2024 to Aug 2024
- Archimed LLCJan 2022 to Apr 2024
- Sprim VenturesFeb 2021 to Jan 2022
- J.P. Morgan Securities LLCJun 2019 to Feb 2021
- J.P. Morgan Chase Bank, N.A. / J.P. Morgan Securities LLCJun 2016 to Jun 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2016
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 1 state (MD).
Broadoak Asset Management, LLC
$519MAssets managed
9Clients
6Advisers
5 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6646372
- Firm CRD
- 148901