Erin Geraldine Caldwell
Investment adviser representative at LPL Financial LLC
11 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
11 years in the industry.
- LPL Financial LLCOct 2025 to now
- UnemployedJun 2025 to Sep 2025
- Northwestern Mutual Investment Services LLCMay 2023 to Jun 2025
- David J SiegelMar 2023 to Jun 2025
- Morgan Stanley Private Bank, N.AApr 2022 to Apr 2023
- Morgan Stanley Smith Barney LLCOct 2020 to Apr 2023
- UBS Financial ServicesJun 2020 to Oct 2020
- Long Island University - PostJul 2019 to Apr 2020
- MeditechNov 2018 to Apr 2019
- Edelstein and CompanyAug 2018 to Oct 2018
- Providence CollegeAug 2014 to May 2018
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (FL).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6638387
- Firm CRD
- 6413