Nhat Thi minh Bui
Investment adviser representative at Raymond James Financial Services Advisors, Inc
10 yearsExperience
2 statesRegistered in
$390BFirm assets
17 yearsFirm in business
Are you Nhat Thi minh Bui? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Raymond James Financial Services Advisors, Inc.Sep 2022 to now
- Mainspring Wealth Advisors LLCNov 2019 to now
- Raymond James Financial Services, Inc.Nov 2019 to now
- First Tech Federal Credit UnionNov 2019 to Aug 2022
- Addison Avenue Investment ServicesNov 2019 to Jul 2022
- Key Investment ServicesJun 2019 to Nov 2019
- KeybankApr 2019 to Nov 2019
- S. R. Schill & AssociatesNov 2016 to Mar 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2022
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 2 states (TX, WA).
Raymond James Financial Services Advisors, Inc
$390BAssets managed
508,439Clients
6,726Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6636278
- Firm CRD
- 149018