James Adams
Investment adviser representative at Charles Schwab & Co., Inc.
12 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business
Are you James Adams? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
12 years in the industry.
- Charles Schwab & Co., Inc.Mar 2025 to now
- Charles Schwab BankMar 2025 to now
- Bank of America, N.A.Jul 2024 to Mar 2025
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 2024 to Mar 2025
- OxblueApr 2023 to May 2024
- J.P. Morgan Securities LLCSep 2022 to Apr 2023
- JPMorgan Chase Bank, N.A.Sep 2022 to Apr 2023
- LocktonJun 2022 to Sep 2022
- E*trade Financial CorpApr 2021 to May 2022
- E*trade Capital Management, LLCJun 2020 to May 2022
- E*trade Securities LLCSep 2018 to May 2022
- Morgan StanleySep 2018 to May 2022
- UnemployedJun 2018 to Aug 2018
- PNC BankSep 2014 to May 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2018
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 1 state (GA).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6635531
- Firm CRD
- 5393