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Donald Steven Garduno

Investment adviser representative at Cambridge Investment Research Advisors, Inc.
11 yearsExperience
1 stateRegistered in
$138.7BFirm assets
21 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeCommissionsOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Market timing
  • Seminars and workshops

Experience

11 years in the industry.

  1. Cambridge Investment Research Advisors, Inc.Apr 2025 to now
  2. Cambridge Investment Research, Inc.Apr 2025 to now
  3. Command Credit CorpFeb 2025 to Apr 2025
  4. Assetmark Brokerage, LLCMar 2022 to Dec 2024
  5. Assetmark Financial Holdings, Inc.Mar 2022 to Dec 2024
  6. Goldbook FinancialNov 2021 to Mar 2022
  7. UnemployedSep 2021 to Nov 2021
  8. Brokers AllianceJul 2021 to Sep 2021
  9. Equitable Advisors, LLCNov 2020 to Jul 2021
  10. UnemployedMar 2020 to Oct 2020
  11. VanguardDec 2019 to Mar 2020
  12. Yelp, Inc.Jun 2019 to Dec 2019
  13. UnemployedNov 2018 to Jun 2019
  14. Thornburg Securities CorpMay 2017 to Nov 2018
  15. Northwestern MutualMay 2016 to May 2017
  16. University of New MexicoJan 2015 to May 2017

Exams passed

  • Series 66 · Uniform Combined State Law2021

State registrations

Registered as an investment adviser representative in 1 state (AZ).

Cambridge Investment Research Advisors, Inc.

$138.7BAssets managed
361,213Clients
3,884Advisers
21 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6634920
Firm CRD
134139
Advisor's SEC record (opens in a new tab)
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