Spencer William Woolfolk
Investment adviser representative at Caz Investments L.P.
13 yearsExperience
1 stateRegistered in
$10.8BFirm assets
25 yearsFirm in business
Are you Spencer William Woolfolk? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsPerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
13 years in the industry.
- Caz Investments L.P.Apr 2024 to now
- BMO Harris BankFeb 2022 to Apr 2024
- LPL Financial LLCFeb 2022 to Apr 2024
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 2019 to Feb 2022
- Credit SuisseJan 2018 to Feb 2019
- UnemployedJun 2017 to Dec 2017
- Elon UniversityAug 2013 to May 2017
Exams passed
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 1 state (TX).
Caz Investments L.P.
$10.8BAssets managed
103Clients
26Advisers
25 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6634383
- Firm CRD
- 113931